Investment Adviser Regulation
Download or Read eBook Investment Adviser Regulation PDF written by Clifford E. Kirsch and published by . This book was released on 2006 with total page 0 pages. Available in PDF, EPUB and Kindle.
| Author | : Clifford E. Kirsch |
| Publisher | : |
| Total Pages | : 0 |
| Release | : 2006 |
| ISBN-10 | : 1402407718 |
| ISBN-13 | : 9781402407710 |
| Rating | : 4/5 (18 Downloads) |
Book Synopsis Investment Adviser Regulation by : Clifford E. Kirsch
Book excerpt: Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules currently governing investment advisers while ensuring you keep pace with the tougher rules to come. This straightforward, easy-to-read compliance resource shows you how to file and update the pivotal Form ADV and draft compliant advisory contracts.
