Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Download or Read eBook Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme PDF written by H. David Kotz and published by DIANE Publishing. This book was released on 2010-03 with total page 477 pages. Available in PDF, EPUB and Kindle.
| Author | : H. David Kotz |
| Publisher | : DIANE Publishing |
| Total Pages | : 477 |
| Release | : 2010-03 |
| ISBN-10 | : 9781437921861 |
| ISBN-13 | : 1437921868 |
| Rating | : 4/5 (61 Downloads) |
Book Synopsis Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme by : H. David Kotz
Book excerpt: Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
