The Securities Enforcement Manual
Download or Read eBook The Securities Enforcement Manual PDF written by Nicole A. Baker and published by American Bar Association. This book was released on 2007 with total page 774 pages. Available in PDF, EPUB and Kindle.
| Author | : Nicole A. Baker |
| Publisher | : American Bar Association |
| Total Pages | : 774 |
| Release | : 2007 |
| ISBN-10 | : 1590317297 |
| ISBN-13 | : 9781590317297 |
| Rating | : 4/5 (97 Downloads) |
Book Synopsis The Securities Enforcement Manual by : Nicole A. Baker
Book excerpt: This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.
