US Regulation for Asset Managers Outside the United States
Download or Read eBook US Regulation for Asset Managers Outside the United States PDF written by Jack W. Murphy and published by . This book was released on 2017-05-31 with total page pages. Available in PDF, EPUB and Kindle.
Author | : Jack W. Murphy |
Publisher | : |
Total Pages | : |
Release | : 2017-05-31 |
ISBN-10 | : 0414031962 |
ISBN-13 | : 9780414031968 |
Rating | : 4/5 (62 Downloads) |
Book Synopsis US Regulation for Asset Managers Outside the United States by : Jack W. Murphy
Book excerpt: This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work